| Commissioning Unit: | UNDP/EO |
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| Evaluation Plan: | 2008-2009, UNDP/EO |
| Evaluation Title: | Assessment of Development Results: Tajikistan |
| Evaluation Type: | ADR |
| Unit Responsible for Providing Management Response: | Tajikistan |
Recommendations
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1.
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| Recommendation: | 1. UND should emphazise policy support and strengthening government systems. Interventions in the area of governance should be further strengthened. UNDP should be more responsive to governance needs in the country and coordinate with other agencies working in the area. Weak administrative and public finance management systems undermine development in Tajikistan. UNDP interventions need to focus on policy enhancement and governance issues. UNDP should prepare a strategy for interventions in the area of governance with an adequate time-frame (a minimum of five years). Some of the governance issues where UNDP can add value include implementation of civil service reforms, mechanisms to strengthen the capacity of government staff, strengthening budget systems, and local governance reforms. UNDP should broaden its earlier work in the area of anti-corruption, and should have specific interventions to enhance transparency and accountability in government administrative and financial management. UNDP has already outlined local governance as one of its priority activities. The time-frame of such efforts should be realistic to contribute to strengthening institutions and informing local government reforms. UNDP is well positioned to further government capacities in disaster management. Adequate measures should be taken by UNDP to strengthen the role of the CoES within the disaster management structures in Tajikistan. There are weak linkages between disaster management and development efforts in Tajikistan. UNDP interventions should be aimed at strengthening the capacity of CoES to coordinate mitigation, preparedness and response needs and integrating disaster management in national development strategy. | ||||||||||||||||||||||||||||||
| Management Response: | 1.In governance area, UNDP will focus more on policy enhancement and has already started preparation of a strategy that will include administrative and public reforms for better public service delivery, capacity development of government staff, improving planning and budgeting mechanism within a 5-year time-frame. UNDP will also further broaden the intervention in accountability and transparency areas enhancing the administrative and financial management. Adequate measures will be taken to strengthen the capacity of partners especially for Committee of Emergency Situations. Communities Programme will increase its focus on governance through supporting official government structures. In Phase III of Communities Programme special attention will be given to support the local authorities at district and municipal levels. At the national level, the efforts will be focused on ensuring that the successfully piloted interventions are incorporated into policy level and this will be reflected w | ||||||||||||||||||||||||||||||
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2.
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| Recommendation: | 2. There should be more substantial support to the government in the area of MDGs. UNDP should strengthen its role in advocating for implementation of pro-poor policies and strategies. UNDP is recognized in Tajikistan as the lead agency in mainstreaming the MDGs in the national development strategy. There has also been success in government ownership to achieve the MDGs. While UNDP should continue its support to monitoring the MDGs, further efforts should be taken to ensure there is donor facilitation in the area of MDGs, particularly in the health sector, where achieving the MDGs by 2015 is challenging. There is need for sustained efforts to ensure adequate attention is paid by the government to achieving the MDGs among diverse development priorities. Human development is the guiding principle of UNDP interventions. UNDP should further strengthen its role in advocating for poverty reduction and human development. There should be continuous support to the NHDR which is a useful tool for advocating pro-poor strategies. | |||||||||||||||||||||||||
| Management Response: | 2.Based on the recently conducted assessment of MDG achievements, UNDP will improve efforts through facilitation of all key stakeholders especially donors and key governmental agencies to pay greater attention to achieving the priority objectives of MDG by 2015. The recommendation will be incorporated into the revised new Poverty Reduction Strategy (PRS) and Country Programme Action Plan (CPAP). Tajikistan has been selected as a pilot country alongside other 35 countries for assessment of the MDGs achievements. This assessment has been conducted in May 2009. | |||||||||||||||||||||||||
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3.
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| Recommendation: | 3. Use programme partnerships to strengthen donor coordination for achieving development results. Strengthen UNDP positioning in donor coordination. Donor coordination in several areas of development in Tajikistan can be further enhanced, and UNDP is well positioned to play this role. In the GFATM HIV/ AIDS Project, UNDP should take sufficient measures to strengthen the CCM. UNDP should further coordination in the health sector and actively engage in the SWAp process. While the role of UNDP in the functioning of REACT is critical, UNDP should work out ways to shift the REACT Secretariat to CoES and strengthen the CoES capacity to lead coordination. Functioning of REACT needs to be gradually handed over to the CoES. UNDP should be more active in coordination forums such as DCC and JCSS. At the time of the ADR, the DCC was scheduled to function until September 2008. It was not clear if it will be extended beyond that period. UNDP should be proactive in ensuring the continuation of forums such as DCC and should adequately engage other UN organizations in the process. The programme partnerships should be furthered for more effective coordination in different sectors. | ||||||||||||||||||||||||||||||
| Management Response: | 3.Coordination within the UN System and between UN agencies and other partners was significantly enhanced mid-2008 by the Joint Country Support Strategy (JCSS) process, including preparation of sector strategies for improving and revision of PRS and NDS. In January 2009, critical coordination gaps were closed with World Bank and ADB assuming lead agency responsibilities for energy and transportation respectively, and with UNDP leading water and environment and disaster management sectors. The PRSP, JCSS, UNDAF and CSN are inextricably linked, with the JCSS providing direction on "where Tajikistan wants to go and how it plans to get there." The JCSS outlines "how the international community will work more synergistically and effectively to support PRSP." UNDP will continue to build good partnership and networking with strategic partners to address the cluster issues considered as a priority for the country. | ||||||||||||||||||||||||||||||
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4.
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| Recommendation: | 4. Implement programmes through government agencies to improve national ownership and enhance local capacities. UNDP should, in a phased manner, move from direct implementation of the programme to national execution modality. Executing through government agencies enhances national ownership and is an opportunity to strengthen government administrative systems and capacities. Considering that financial and administrative systems in government are weak, UNDP should work with the government to discuss and plan measures to be taken to implement programmes by the government. All projects and programmes should be defined by what they contribute to enhancing national human resources, development policy and government institutions. In designing the projects, sufficient measures should be taken to follow the approach that will further national capacities. The large project staff of UNDP currently substitutes for government capacities. Alternate approaches, such as seconding staff to the government departments, should be followed. Developing capacities of CSOs should be a complementary process to enhance the performance of institutions of local government. The JRCs had a specific purpose to mobilize participation of communities and facilitate project implementation in the transition from humanitarian activities to development. However, this short-term solution did not sufficiently address strengthening the capacities of the Jamoat administration. As a long-term measure of strengthening government institutions, UNDP should work through the existing government systems in the next country programme and avoid creating parallel structures such as JRCs. | ||||||||||||||||||||||||||||||
| Management Response: | 4.Concerns about the weak national capacity on administration, implementation, ownership and management of projects and ways to address them will be adequately incorporated in the design of the interventions. Though UNDP is gradually shifting from DIM modality to NIM, a great deal will depend on the national capacities to be able to implement the projects nationally. Also, with regards to the projects funded by GFATM, there is a serious capacity constraint for transfer to national implementation confirmed by donor's assessment. Communities Programme is multi-sectoral and there is no single counterpart for the project. The capacity development mission for government counterparts and CP partners will be conducted. The work with the civil sector is also significant. | ||||||||||||||||||||||||||||||
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5.
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| Recommendation: | 5. Develop a programme strategy for consistency in interventions and for raising funds. It is important that UNDP develops a programme strategy to raise funds. UNDP should shift from the present approach of responding to project priorities of donor agencies to a more coherent approach of long-term and sustained interventions. The strong presence of UNDP at the local level should be used as an advantage to mobilize funds to achieve results in the Country Programme Action Plan. UNDP should take adequate efforts to strengthen micro-macro linkages. With exceptions such as district development plans, several projects were essentially pilots that were localized and were neither scaled up nor informed government planning and practices. UNDP should be selective in piloting new practices and ensure such pilots are linked to policies and strengthening government capacities. | |||||||||||||||||||||||||
| Management Response: | 5.UNDP has already developed the fund raising strategies for each project (which is part of the project documents). The thematic strategies are also intended to be developed annually (based on CPAP thematic areas). The "pooled funding" approach will be applied in fundraising efforts for such projects as Communities Programme, which is expected to improve donor coordination for achieving development results. After the Central Asia Regional Risk Assessment (CARRA), which has been primarily initiated in response to the compound crisis in Tajikistan, the country was selected as a pilot by BCPR for the implementation of UNDP's new Early Recovery policy to address the concerns raised in CARRA. As a result, UNDP has already concluded the agreement with BCPR for the overall amount of around $3.2. Additional Strategic Framework Agreement is also planned (for the overall amount of approximately $5mln.) in order to further address the comments outlined in CARRA. | |||||||||||||||||||||||||
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6.
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| Recommendation: | 6. UNDP should make an assessment of the role it can play in energy, environment and climate change concerns in Tajikistan. Integrate environment and climate change issues into poverty and disaster management interventions. UNDP supported the government in preparing several action plans-such as the 2007 National Environmental Action Plan, National Action Plan on Conservation of Biodiversity, National Action Plan on Mitigation of Climate Change, and revising legislation on Protected Areas and Forestry Code. Environment and climate change is an area where UNDP can define a structured response to further national policies and plans. There are other international agencies in Tajikistan working in the area of energy and environment. UNDP should carry out an assessment of the national needs, gaps in support to the government and the role UNDP can play in supporting the government in the areas of environment and climate change and efficient energy and water management. The forthcoming programme should take adequate measures to integrate environment and climate change issues into poverty alleviation and disaster management interventions. At the macro level, the World Bank is a major player in providing support in the area of energy. UNDP should initiate interventions to further practices and policy in cost-effective energy efficiency and facilitate government support to energy efficiency investments. UNDP should support advocacy for furthering government efforts to adopt and implement cost-effective energy efficiency as a high priority resource. Lessons should be learnt from the ongoing programme to ensure that micro-interventions in this area are not fragmented and compartmentalized. Efforts should be made to ensure that interventions such as demonstration of energy efficiency technology have sufficient linkages with the government programme to enable scaling up. | |||||||||||||||||||||||||
| Management Response: | 6.It should be noted that a thorough assessment of environment and energy was not conducted during the ADR exercise. As a result many of UNDP's current activities in energy and environment were not thoroughly taken into account. However, it is necessary to mention that UNDP will continue improving the efforts to integrate the issues related with climate change and the poverty environment initiatives into poverty alleviation and disaster management interventions. There was a significant increase in Environment and Energy portfolio. | |||||||||||||||||||||||||
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7.
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| Recommendation: | 7. Strengthen gender mainstreaming in programme interventions. UNDP should pay immediate attention to mainstreaming gender in its programme interventions. UNDP should diversify its activities to include interventions that are critical for gender equality and women's rights, such as support to capacity building for women to participate in development, measures for confidence building and legal services. UNDP should facilitate the government in monitoring the implementation of the PRS, NDS and JCSS in relation to their impact on gender equality and women's rights. UNDP should work with other UN organizations (such as UNIFEM and UNICEF) to further government commitment to international agreements on women's rights and development, such as the Convention on the Elimination of All Forms of Discrimination against Women, MDGs and the Beijing Platform for Action. | ||||||||||||||||||||
| Management Response: | 7.UNDP is paying immediate attention to mainstreaming gender in its programme interventions. UNDP will diversify its activities to include interventions that are critical for gender equality and women's rights, such as support to capacity building for women to participate in development, measures for confidence building and legal services. Revision of strategy is already underway and UNDP is actively participating in UNCT gender group. | ||||||||||||||||||||
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8.
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| Recommendation: | 8. Strengthen monitoring systems. The monitoring and evaluation systems should be strengthened for the entire programme. Except for the GFATM programme, baseline information was not available for other projects. Baseline data was also lacking for outcomes outlined in the country programme. Baseline information should be prepared for all outputs and outcomes. Gender analysis and gender disaggregate data should be made available for all interventions. There should be adequate human resources allocated for monitoring and evaluation of the programme. Results-based management also needs to be further strengthened both in the national and area offices. In the present monitoring system, programme performance is largely tied to activities and outputs and performance indicators related to results are not properly defined or monitored. It is important to develop outcomes monitoring systems to establish linkages between programme outcomes and UNDP contributions to national development results. UNDP should also carry out periodic analysis of contributions to results for more efficient programme management. | ||||||||||||||||||||
| Management Response: | 8.UNDP Tajikistan was recognized as number one globally on "Project management and monitoring" in 2008, as measured in the Balanced Scorecard. The monitoring and evaluation system will be further strengthened for the entire programme. Results‐based management will be systematically integrated across all UNDP-supported programmes and projects. In addition, comprehensive participatory approaches for monitoring and evaluation will be developed and applied in partnership with Implementing Partners, beneficiaries and where possible with other donors and UN Agencies engaged in the same area. Financial monitoring tools will be further strengthened across all projects to ensure proper and effective use of resources channeled through UNDP. | ||||||||||||||||||||
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